What Compliance Challenges Exist in Financial Advertising?

[vikram1915 0]

Need to understand legal or regulatory issues when advertising finance products.

[zurirayden 0]

Compliance challenges in financial advertising include:

1. Misleading Claims – Ads must avoid false or exaggerated promises about returns.

2. Regulatory Oversight – Must comply with laws from bodies like the SEC, FINRA, or FCA.

3. Disclosure Requirements – Clear risk disclaimers and terms must be included.

4. Targeting Restrictions – Must avoid targeting vulnerable or ineligible audiences.

5. Data Privacy – Advertisers must follow data protection laws like GDPR or CCPA.